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SEC Adopts Amendments to Update Definitions of Small Entity for Investment Companies and Investment Advisers

The Securities and Exchange Commission today adopted amendments to the rules that define which registered investment companies, investment advisers, and business development companies qualify as small…

  • SEC finalizes amendments to update small entity definitions for investment companies and advisers.
  • Amendments aim to minimize regulatory burden on small entities.
  • RFA seeks to promote effective and efficient regulations for small entities.

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