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Finance & Markets

Webull to Pay $4.2 Million Finra Fine Over Compliance Issues

Online retail brokerage Webull Financial LLC will pay a $4.2 million fine for allegedly failing to implement anti-money laundering controls and guard against customer identity theft as its platform rapidly grew, the Financial Industry Regulatory Authority said Thursday.

We haven't written up this one. Bloomberg has the full story — the link below goes straight to it.

Read the original at bloomberg.com →

More in Finance & Markets

2 Growth Stocks to Buy in November Without Any Hesitation

They have both outperformed the broader equity market over the long run.

  • Eli Lilly's Q3 revenue grew 39% to $24.4 billion, driven by GLP-1 portfolio and pipeline candidates.
  • Intuitive Surgical's da Vinci 5 expected to boost procedure volume long-term despite volatility.

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