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Finra fines Webull $4.2m for AML and best execution failures

Digital investing platform Webull has been fined $4.2 million by US regulators for failing to roll out "reasonably designed" programmes for anti-money laundering, identity theft prevention and best execution.

We haven't written up this one. Finextra has the full story — the link below goes straight to it.

Read the original at finextra.com →

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